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15 Jun 2016, 8:08 am by Kevin LaCroix
  When undertaken in accordance with the guidance in Citizen VC, such activities, they assert, will be deemed not to involve “general solicitation or general advertising” within the meaning of Rule 502(c).[5] Others have a less expansive view about the general applicability of the Citizen VC and Companion C&DIs’ guidance to conventional issuers and companies other than registered broker-dealers or similar third-party financial intermediaries. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
One thing is consistent across all of our analysis – D&O exposure to climate-risk is an issue that insurers worldwide should watch closely. [read post]